CONTRIBUTED BY
Asher Bearman
asher.bearman@dlapiper.com
The SEC has now finalized the rules implementing the Investment Advisers Act of 1940 (the “Advisers Act”) changes, which had been issued in proposed form near the end of 2010 following passage of the Dodd-Frank Act earlier that summer. These rules went into effect July 21, 2011. Fund managers who become obligated to register must do so by March 30, 2012 by filing their applications on or prior to February 14, 2012.
As we’ve discussed previously on this blog, the new Advisers Act rules will require many more
Continue Reading SEC Finalizes Investment Adviser Rules under Dodd-Frank (Updated)